Compliance Plus
Compliance officers and investment managers today face unprecedented challenges relating to SEC and FINRA regulations as regulatory reporting has become more complex. Ever-changing trading methods and the latest technical advances present companies with increased oversight burdens and compliance challenges. Our Compliance+ software product offers a comprehensive and versatile set of features that allows broker-dealers, investment advisors, and exchanges to comply with data-driven regulations and the global trading landscape.
Compliance+ is an exclusive tool used to identify potential trade irregularities. Our patented software provides dashboard functionality and reporting customization to match your unique work flow.
Revopex's analytics platform fills the information data gap from the period of time of order creation until the completion of each order. Drill-down features are available in graphical form to view orders and individual fills. Reviews can also be shared by all constituencies, and resolutions of exceptions are automatically memorialized.
Compliance+ Features
Centralized, web-based solution with hundreds of measures
Easy-to-use reports dashboard to find exactly what you need when you need it
Large library of presentation quality compliance reports with customizable delivery options
No need to purchase market data to use tool
Drill-down features to view orders and fills
Public hosting of 605/606 reports
Reports are available on-demand, can be scheduled, or delivered by email
Threshold settings can be customized to avoid false positives or repetitive alerts
Resolution of alerts are automatically memorialized
Why Revopex?
Pioneer and leading global provider of data collection and trade analysis
Extensive institutional securities knowledge
State-of-the-art technology architecture
Global coverage; largest available peer universe for comparison purposes (over 7.5 trillion in annual trade data)
Web-based reporting with customized delivery options
Bundled and tiered pricing options to fit your budgetary needs
Unparalleled client services team who work as an extension of your staff